Fighting Investor Fraud and Corporate Greed Since 2004

Since 2004, the Law Office of Christopher J. Gray, P.C. has represented investors and other people and businesses harmed by financial fraud, corporate greed, and other unlawful conduct. The Firm has represented the plaintiffs in numerous cases alleging violation of the securities and commodities laws, as well as in cases alleging price-fixing in violation of the antitrust laws and employers' failure to pay wages earned by their workers as required by law.

Christopher J. Gray, the principal of the Firm, has spent most of his last ten years in law practice representing individuals and small businesses in complex litigation, class actions, and trials and appeals in state and federal court. Mr. Gray currently represents the plaintiffs in a class action for unpaid overtime against a major financial firm that has been settled for over $20 million, subject to final judicial approval of the settlement terms. In 2006-07, Mr. Gray served as court-appointed Lead Counsel in a class action in the Supreme Court of the State of New York, in which the plaintiff obtained class certification and secured a substantial recovery for a class of shareholders of a former Nasdaq-listed corporation.1

With his former firm, Mr. Gray represented the plaintiffs in a class action in which plaintiffs obtained reportedly the largest recovery ever under the Commodities Exchange Act, $145.35 million 2. In 2002, Mr. Gray obtained a $1.01 million jury verdict in an action under Section 10(b) of the Securities Exchange Act of 1934. (Herbert Black v. Finantra Capital, Inc., S.D.N.Y. Docket No. 02-CV-6819 (JSR)). In 2002, Mr. Gray investigated and filed the first class action complaint alleging accounting fraud against WorldCom. (Albert Fadem Trust v. Worldcom, Inc., S.D.N.Y. Docket No. 02-CV-3288 (DLC) (alleging massive accounting fraud in April 2002, some two month before Worldcom's fraud was "revealed"). Mr. Gray also investigated, filed and argued procedural motions in In re Avista Corp. Sec. Litig.,?U.S. District Court for the Eastern District of Washington Docket No. 02-CV-328 (FVS), a securities class action that was later settled for over $9 million.

The Firm currently represents the plaintiffs in class actions under the Commodities Exchange Act, the federal antitrust laws, and the Fair Labor Standards Act. The Firm also maintains a substantial practice representing investors in arbitration proceedings before the Financial Industry Regulatory Authority ("FINRA", formerly the National Association of Securities Dealers) and the National Futures Association. In 2008 alone, Mr. Gray obtained two arbitration awards at trial for investors in which the sums awarded substantially exceeded the investors' actual losses in the accounts with the brokerage firms. See, e.g., Meier v. U.S. Financial Group, Inc., National Futures Association Arbitration No. 07-01185 (awarding investor defrauded by "churning" and excessive commissions a refund of all of his losses, plus additional punitive damages, jointly and severally against introducing brokerage firm and its employees and owners).

Christopher J. Gray was admitted to the bar in New York in 1997 and is a member of the bars of the U.S. District Courts for the Eastern and Southern Districts of New York, the U.S. District Court for the Eastern District of Texas, the U.S. District Court for the Northern District of Ohio, the U.S. Court of Appeals for the Second Circuit and the U.S. Supreme Court. Mr. Gray is a member of the New York State Trial Lawyers Association, the New York State Academy of Trial Lawyers, the Association of Trial Lawyers of America, the Association of the Bar of the City of New York, and the Public Investors Arbitration Bar Association (in which he serves on the Legislation and Self-Regulatory Organization Committee).

Mr. Gray holds a J.D. degree from Georgetown and a B.A. from the University of Wisconsin. Mr. Gray is married with two young daughters and resides in Greenwich, Connecticut.

1The class included shareholders who were involuntarily cashed out of the stock of Niagara Corp. pursuant to a reverse stock split. (Spring Partners, LLC v. Scharf, Docket No. 601004/05). Minority shareholders who were cashed out at $8.47 a share (where management later sold the company for $16.00 a share in a going private transaction) who submitted proofs of claim to the settlement claims administrator received over $10.00 a share in additional consideration in connection with the settlement.

2See In re Sumitomo Copper Litig., 194 F.R.D. 480 (S.D.N.Y. 2000) (Pollack, J.) (certifying non-continuous class period of over two years).

To see if you may have a case to recover your financial losses, call or e-mail Christopher J. Gray, P.C. for a confidential, no-cost consultation: newcases@investorlawyers.net (212) 838-3221 or toll free (866) 966-9598

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