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Articles Posted in FINRA Arbitration

Pacific Oak Strategic Opportunity REIT Reports Enormous Losses-Investors May Have Claims
Law Office of Christopher J. Gray, P.C.

Investors in Pacific Oak Strategic Opportunity REIT (“Pacific Oak”), a publicly registered, non-traded real estate investment trust ( formerly known as KBS Strategic Opportunity REIT Inc.) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment…

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Pacific Oak Strategic Opportunity REIT Issues “Going Concern” Warning
Law Office of Christopher J. Gray, P.C.

Investors in Pacific Oak Strategic Opportunity REIT (“Pacific Oak”), a publicly registered, non-traded real estate investment trust ( formerly known as KBS Strategic Opportunity REIT Inc.) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment…

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Investors Sold “Auto-Callable” Notes May Have FINRA Arbitration Claims
InvestorLawyers

Investors in so-called “auto-callable” notes links to stocks may have FINRA arbitration claims, if their investment was recommended by a stockbroker or financial advisor who lacked a reasonable basis for the recommendation, or if the nature and risks of the investment were misrepresented. “Auto-callable” notes are structured products that are often sold as higher-yielding alternatives…

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Healthcare Trust, Inc. (HTI) Investors May Have Arbitration Claims
InvestorLawyers

Investors in Healthcare Trust, Inc. (“HTI”), which was formerly known as ARC Healthcare Trust II, may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. Investors may also have…

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Moody National REIT II Lowers Estimated NAV Per Share To $17.25
InvestorLawyers

Investors in Moody National REIT II (“Moody II”) may have FINRA arbitration claims, if their investment was recommended by a stockbroker or financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented. Moody II shares have continued to drop in value. According to an update provided…

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Investors In HJ Sims Private Placements May Have Arbitration Claims
InvestorLawyers

Investors in private placement securities sold by brokerage firm Herbert J Sims & Co., a/k/a HJ Sims may have potential arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. HJ Sims…

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Sila Realty Trust Shares To Be Listed On New York Stock Exchange After Reverse Split
InvestorLawyers

Investors in Sila Realty Trust Inc. (“Sila”), a publicly registered, non-traded real estate investment trust (formerly known as Carter Validus Mission Critical REIT II) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented…

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American Healthcare REIT May List Shares on New York Stock Exchange
InvestorLawyers

Investors in American Healthcare REIT (as referred to below as “AHR”) may have FINRA arbitration claims, if their initial investment in Griffin-American Healthcare REIT III, Griffin-American Healthcare REIT IV, or American Healthcare Investors was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was…

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Lodging Fund REIT III Replaces Auditors and Settles SEC Case- Investors May Have Claims
InvestorLawyers

Investors in Lodging Fund REIT III Inc. (referred to below as referred to below as “Lodging Fund III”) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. When…

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CIM Real Estate Finance Trust Inc. Subject of Tender Offer- Shares May Be Worth Less Than Estimated NAV
InvestorLawyers

Investors in CIM Real Estate Finance Trust Inc. (referred to below as referred to below as “CIM REIT ”) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor.…

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