FINRA has filed a complaint against registered reprensentative Darrell W. Mikulencak alleging forgery and failing to appear to testify in Kansas City.
FINRA alleges that Mikulencak forged a bank employee’s signature as well as that of a notary public in order to transfer the registration of stock certificates. Mikulencak allegedly did not have authority or permission to notarize the documents. As a consequence of this alleged forgery, Mikulencak was discharged from First Brokerage America LLC during August 2013. Mikulencak had previously been discharged from Chase Investment Services during December 2010 for violations of firm procedures.
If you have suffered significant losses as a result of your investment with Darrell W. Mikulencak or another firm that violated securities industry rules or securities laws, you may have a valid securities arbitration claim. To find out more about your legal rights and options, contact a securities fraud attorney at Law Office of Christopher J. Gray, P.C. at (866) 966-9598 or firstname.lastname@example.org for a no-cost, confidential consultation.