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Articles Posted in Four Points Capital Partners

SEC Files Civil Complaint Alleging Churning Against Two New York Stockbrokers
InvestorLawyers

The Securities and Exchange Commission (“SEC”) has filed a civil complaint (“Complaint”) in federal court against Mr. Zachary S. Berkey of Centerreach, NY and Mr. Daniel T. Fischer of Greenwich, CT, alleging that these financial advisors made unsuitable trades at the expense of customers. The Complaint addresses alleged conduct that occurred when Messrs. Berkey and…

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