Justia Lawyer Rating - Badge
NYSTLA - Badge
Avvo Rating - Badge
American Association for Justice - Badge

Articles Posted in investment attorney

SECURITIES ARBITRATION FILED AGAINST JAMES J. ALBRIGHT, AIG
InvestorLawyers

On July 5, a securities arbitration claim was filed against James J. Albright Jr. and what was formerly known as AIG Financial Advisors. Claims were made on behalf of eight individuals against Albright and what is now Sagepoint Financial Inc., but more slighted customers are expected to come forward. The claim states that Albright recommended…

Continue reading ›
INVESTMENT CHURNING: A SLIPPERY SLOPE OF BROKER MISCONDUCT
InvestorLawyers

The nature of “churning” within an investor’s account is difficult to prove. According to the S.E.C., “churning refers to the excessive buying and selling of securities in your account by your broker, for the purpose of generating commissions and without regard to your investment objectives.” In short, churning is a form of broker misconduct in…

Continue reading ›

Client Reviews

Chris did a great job with my case. He managed my expectations in the beginning of the process, consulted me along the way and always made sure I knew the advantages and disadvantages of decisions we collectively needed to make. He is very knowledgable about the finanical industry and how they work...

Greg

Chris displayed extreme professionalism. His dedication, research, and concern for his clients pocket book was displayed to the fullest when Chris tried my case. His diligence and perserverance were rewarded when we won our case. I have reccommended Chris to numerous friends who have concurred with...

Jay

Chris became my lawyer for a FINRA Arbitration case in 2008. He listened to my complaint, filed notice soon after and engaged an expert witness. We discussed mediation, found it to be agreeable and approached the defendant who at first agreed and at the last minute reneged. At all times Chris kept...

Andrew

Contact Us

  1. 1 Law Firm Accepting Cases Throughout the U.S.
  2. 2 Experienced Representation
  3. 3 Established Record of Substantial Recoveries
Fill out the contact form or call us at (866) 966-9598 to schedule your consultation.

Leave Us a Message