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Articles Posted in MetLife Securities

Variable Annuity Switching, Subject of FINRA Crackdown, May Signal Broker Abuses
InvestorLawyers

The Financial Industry Regulatory Authority (FINRA) has filed two recent enforcement actions that may signal a crackdown on variable annuity (VA) misconduct this year, continuing a 2016 trend of high fines related to VA sales in 2016. In the first disciplinary proceeding, FINRA reportedly suspended broker Cecil E. Nivens for two years and ordered the…

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