Articles Posted in Ray Lucia Sr.

Customers of Ray Lucia Sr. Could Recover Losses Through Arbitration Following SEC Allegations
InvestorLawyers

Securities fraud attorneys are currently investigating claims on behalf of investors who suffered significant losses as a result of their investment with Ray Lucia Sr. and his affiliated broker-dealers. Reportedly, the Securities and Exchange Commission has charged Lucia and his company, formerly known as Raymond J. Lucia Companies Inc. (RJL), for using misleading information at…

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