New York City lawyers Fighting to recover investor losses since 2004
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New York City Lawyers Fighting to recover investor losses since 2004

Christopher J. Gray Firm Wins $765,000 Arbitration Award Against Credit Suisse

April 9, 2011

Christopher J. Gray and his co-counsel, Gregory S. Collett of Brooklyn, New York, obtained an arbitration award of over $765,000 against respondent Credit Suisse Securities (USA) LLC in the matter of Raubvogel v. Credit Suisse Securities (USA) LLC, FINRA Dispute Resolution Case No. 09-02906.. A Boca Raton, FL FINRA arbitration panel found Credit Suisse liable for selling the claimants, two retirees and a family trust, certain mortgage REITs that the claimants had alleged were unsuitable and sold in a misleading manner. The FINRA panel also found that Credit Suisse’s conduct violated the Florida Securities Act, Section 517.301. Claimants’ expert witness was Jeffery Schaff of Ardor Fiduciary Services in Northbrook, Illinois. The FINRA arbitration panel was chaired by Randy R. Freedman, Esq. and the other two arbitrators were Steven G. Montesi and James D. McDonald. The award can be accessed below.

Raubvogel Award PDF (167.69 kb)

Client Reviews
★★★★★
Chris did a great job with my case. He managed my expectations in the beginning of the process, consulted me along the way and always made sure I knew the advantages and disadvantages of decisions we collectively needed to make. He is very knowledgable about the finanical industry and how they work legally, which very much helped me and my legal initiative successful. Chris is straight-forward and doesn't mess around. I was very please with his professionalism and the outcome of my case, and would recommend him to anyone that is pursuing action against any company in the financial services industry. Greg
★★★★★
Chris displayed extreme professionalism. His dedication, research, and concern for his clients pocket book was displayed to the fullest when Chris tried my case. His diligence and perserverance were rewarded when we won our case. I have reccommended Chris to numerous friends who have concurred with my positive assessment. Jay
★★★★★
Chris became my lawyer for a FINRA Arbitration case in 2008. He listened to my complaint, filed notice soon after and engaged an expert witness. We discussed mediation, found it to be agreeable and approached the defendant who at first agreed and at the last minute reneged. At all times Chris kept me informed of the process, costs and developments. Andrew
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