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Articles Posted in Calton & Associates

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Texas Securities Regulators Bar Former VSR Broker Mickey Long  From Selling Alternative Investments

Oil field at sunset. On October 4, 2016, the Texas State Securities Board (the “Board”) entered a Disciplinary Order (“Order”) against Respondents Calton & Associates, Inc. (CRD# 20999) (“Calton”) and stockbroker M. F. Long II (CRD# 1778299) (“Mickey Long”).  The Respondents consented to the entry of the Order and its…

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