In a recent Investor Bulletin, the Securities and Exchange Commission warned investors about lost and stolen securities fraud. According to the bulletin, upon retirement of a security certificate, the transfer agent cancels the certificate. This cancellation usually involves an alteration of the certificate and an accounting entry on the transfer…
Individuals who suffered significant losses as a result of a Triple Net TIC investment may be able to recover losses through securities arbitration with a securities fraud attorney. In many cases, brokers may have committed broker fraud by unsuitably recommending these investments to investors. TICs, or tenancies-in-common, are investments in…
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