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FINRA Bars Former United Planners Broker Jerry Lou Guttman For Alleged Private Securities Transactions

Former United Planners Broker Jerry Lou Guttman allegedly sold over $7,000,000 worth of unregistered securities to customers of his former employer.  Guttman allegedly sold membership interests in at least six different limited liability companies to 31 customers and seven non-customers without first disclosing the sales to United Planners, according to…

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