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Articles Posted in Unsuitable Alternative Investment Sales

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Unsuitable Alternative Investment Sales: LPL Customers Could Recover Losses

Securities fraud attorneys are investigating claims on behalf of customers of LPL Financial LLC. This move comes on the heels of an announcement on March 24, 2014 from the Financial Industry Regulatory Authority (FINRA) which stated that the firm had been fined $950,000 for supervisory failures related to alternative investment…

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