Articles Posted in ETF

TVIX ETF Investors Could Recover Losses
InvestorLawyers

Stock fraud lawyers are investigating claims on behalf of investors who suffered losses as a result of their investment in the TVIX ETF. It is possible that brokerage firms who recommended this high-risk, complicated product could be held liable for their clients’ losses. Traditional, conservative ETFs have become very popular and, as a result, some…

Continue reading ›
Investors Could Recover Losses from Inverse ETF, ETN Investments
InvestorLawyers

ETFs (exchange traded funds) and ETNs (exchange traded notes) have recently gained a significant amount of attention in the securities industry. Securities fraud attorneys have been filing arbitration claims on behalf of investors who were unsuitably recommended ETFs or ETNs and suffered significant losses as a result. The Financial Industry Regulatory Authority (FINRA) has started…

Continue reading ›
FINRA Cracking Down on Leveraged and Inverse ETFs
InvestorLawyers

According to investment fraud lawyers, the Financial Industry Regulatory Authority (FINRA) will bring enforcement cases related to the selling of exchange-traded funds (ETFs) that were not appropriate for customers, against certain brokerages. Bradley Bennett, FINRA’s enforcement chief, said this month that the cases will involve leveraged and inverse exchange-traded funds, and the unsuitable sales of…

Continue reading ›
Investors of Guggenheim Shipping ETF Could Recover Losses Through Securities Arbitration
InvestorLawyers

Investors who suffered losses as a result of their broker’s recommendation of Guggenheim Shipping ETF are seeking the help of investment fraud lawyers in recovering their losses. Guggenheim Shipping ETF is a targeted ETF that tries to track the shipping industry. In general, the shipping industry can be a leveraged play — when there is…

Continue reading ›
Investors of Market Vectors Solar Energy ETF Could Recover Losses Through Securities Arbitration
InvestorLawyers

Because of the attention received by the solar power industry, many brokers and financial advisers recommended the Market Vectors Solar Energy ETF to their clients. However, as a result of budget crises in Europe, subsides that were badly needed to develop solar technology were reduced or eliminated. As a result, technological advancements that would have…

Continue reading ›
Investors of C-Tracks ETN Citi Volatility Index Total Return Could Recover Losses Through Securities Arbitration
InvestorLawyers

Investors who suffered losses as a result of their broker’s recommendation of C-Tracks ETN Citi Volatility Index Total Return are seeking the help of investment attorneys in recovering those losses. Reportedly, a unique methodology has caused a severe decline in the Volatility ETFdb Category. The C-Tracks ETN Citi Volatility Index Total Return combines short exposure…

Continue reading ›

Client Reviews

Chris did a great job with my case. He managed my expectations in the beginning of the process, consulted me along the way and always made sure I knew the advantages and disadvantages of decisions we collectively needed to make. He is very knowledgable about the finanical industry and how they work...

Greg

Chris displayed extreme professionalism. His dedication, research, and concern for his clients pocket book was displayed to the fullest when Chris tried my case. His diligence and perserverance were rewarded when we won our case. I have reccommended Chris to numerous friends who have concurred with...

Jay

Chris became my lawyer for a FINRA Arbitration case in 2008. He listened to my complaint, filed notice soon after and engaged an expert witness. We discussed mediation, found it to be agreeable and approached the defendant who at first agreed and at the last minute reneged. At all times Chris kept...

Andrew

Contact Us

  1. 1 Law Firm Accepting Cases Throughout the U.S.
  2. 2 Experienced Representation
  3. 3 Established Record of Substantial Recoveries
Fill out the contact form or call us at (866) 966-9598 to schedule your consultation.

Leave Us a Message