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Articles Posted in Commonwealth of Massachusetts

Wells Fargo Advisers Reportedly Under Investigation by Massachusetts
InvestorLawyers

Massachusetts reportedly has begun an investigation concerning whether Wells Fargo Advisors engaged in unsuitable recommendations, inappropriate referrals, and other actions related to its sales of certain investment products to customers. Recently, Wells Fargo disclosed that it is evaluating whether its personnel and registered representatives may have made inappropriate recommendations and referrals concerning 401(K) rollovers and…

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