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Articles Posted in Lincoln Financial

Five Brokerages Fined $9.6 Million For Alleged Improper Non-Traded REIT Sales
Law Office of Christopher J. Gray, P.C. Team

Massachusetts securities regulator William Galvin today announced settlements with five leading stock brokerages to make $8.6 million in restitution to investors and pay fines totaling $975,000 in connection with charges that the five firms engaged in improper sales of non-traded REITs to investors. The five firms that settled with Massachusetts are Ameriprise Financial Services Inc.,…

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