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Articles Posted in Peter E. Cunningham

StockCross Charged With Improper UIT Transactions by Massachusetts Securities Regulators
InvestorLawyers

On August 14, 2018, the Enforcement Section of the Massachusetts Securities Division (the “Division”) filed a Complaint against StockCross Financial Services, Inc. (“StockCross”) (CRD# 6670), as well as one of its registered representatives, Mr. Peter E. Cunningham (“Cunningham”) (CRD# 2400211). Through its administrative action, the Division has alleged that Cunningham engaged in “[i]mproper buys and…

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