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Articles Posted in FINRA Arbitration

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GWG Holdings Faces Default On L Bonds Interest Payments- Investors May Have Claims

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if…

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LJM Preservation & Growth Fund Investors via Triad Advisors LLC May Have Arbitration Claims

Investors in funds formerly managed by defunct Chicago options trading firm LJM Partners, including the LJM Preservation & Growth Fund,  may have litigation or arbitration claims against stockbrokers or investment advisers who sold them or placed their funds in the LJM funds. The Financial Industry Regulatory Authority (FINRA) recently took…

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GWG Holdings Fails to Make Interest Payments Due on L Bonds- Investors May Have Claims

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature…

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Moody National REIT II Announces Will Not Estimate Value of Shares- Last Estimate Was $23.50 a Share in 2019

Investors in Moody National REIT II (“Moody II”)  may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. Moody II announced in August 2021…

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Hospitality Investors Trust (ARC Hospitality)  In Bankruptcy- Investors Face Losses of  Majority of Principal Invested

Investors in Hospitality Investors Trust (“HIT”), formerly known as American Realty Capital Hospitality Trust or ARC Hospitality, may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the…

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Sila Realty Trust Recommends Investors Reject $3.57/share Tender Offer

Investors in Sila Realty Trust Inc. (“Sila”), a publicly registered, non-traded real estate investment trust (formerly known as Carter Validus Mission Critical REIT II) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature…

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 Phillips Edison & Company (PECO) Reports Plans to Purchase Its Own Shares for $5.75 A Share, Reverse Split Shares

Investors in Phillips Edison & Company, Inc. (“PECO”) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. PECO, an internally managed real estate investment trust…

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  Phillips Edison & Company (PECO) Suspends Distributions and Redemptions 

Investors in Phillips Edison & Company, Inc. (“PECO”) may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. PECO was formed in Maryland in October 2009 as a non-traded…

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Hospitality Investors Trust Investors May Have FINRA Arbitration Claims

Investors in Hospitality Investors Trust Inc. (“HIT”), a publicly registered non-traded REIT formerly known as American Realty Capital Hospitality Trust, may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was…

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Griffin-American Healthcare REIT III Halves Distribution, Suspends Share Repurchases

  Investors in Griffin-American Healthcare REIT III (“GAH REIT III”), may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the broker or financial advisor. GAH REIT III…

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