Following a recent announcement by the Securities and Exchange Commission, securities fraud attorneys are investigating potential claims on behalf of investors who suffered losses in investments from a variety of issuers. The following issuers were temporarily suspended by the SEC pursuant to Section 12(k) of the Securities Exchange Act of 1934: Alto Group Holdings Inc.…
Continue reading ›Investment fraud lawyers are currently investigating claims on behalf of investors who suffered significant losses as a result of their investment in Winex Investments LLC. Winex Investments is a foreign currency investment. In many cases, broker-dealers may have improperly recommended Winex Investments to their clients. Furthermore, securities arbitration lawyers believe some broker-dealers misrepresented the risks…
Continue reading ›Securities arbitration lawyers are currently investigating claims on behalf of investors who suffered significant losses as a result of their investment in TIC, or tenants-in-common, investments with a full-service brokerage firm. The securities industry has watched as TICs have become more common as a result of the IRS rules amendment in 2003, allowing an avoidance…
Continue reading ›Investment fraud lawyers are currently investigating claims on behalf of individuals who invested with Stephen B. Blankenship and were, as a result of Blankenship’s actions, victims of securities fraud. A recent announcement by the Securities and Exchange Commission stated that it has charged Blankenship and his company with stealing from customers. These customers, who were…
Continue reading ›Stock fraud lawyers are currently investigating claims on behalf of investors who suffered significant losses as a result of their investment with JP Turner, Ralph Calabro, Jason Konner or Dimitrios Koutsoubos. Earlier in September, the Securities and Exchange Commission charged three brokers, formerly employed at JP Turner & Company in Atlanta, with “churning” accounts, incurring…
Continue reading ›Investment fraud lawyers are encouraging investors who suffered significant losses as a result of their investment in Lehman Brothers 100% Principal Protection Notes to thoroughly explore all their options for recovering losses. These notes, which have also been called “Principal Protected” notes, are not the only Lehman Brothers structured products being investigated by securities arbitration…
Continue reading ›Securities fraud attorneys are currently investigating claims on behalf of investors who suffered significant losses as a result of their investment with Ray Lucia Sr. and his affiliated broker-dealers. Reportedly, the Securities and Exchange Commission has charged Lucia and his company, formerly known as Raymond J. Lucia Companies Inc. (RJL), for using misleading information at…
Continue reading ›In a recent 4-1 vote, SEC commissioners decided to invite public comment related to a proposal for how to put an end to decades of limits imposed on startups and private funds in their pursuit of investors. Together with the mutual fund industry and investor protection groups, stock fraud lawyers look upon the new JOBS…
Continue reading ›Investment fraud lawyers are currently investigating potential claims on behalf of the investors of Western Financial Planning Corp., based in San Diego. Reportedly, Western Financial Planning has been accused by the Securities and Exchange Commission of running a real estate investment scam. The alleged scam raised around $50 million from hundreds of investors around the…
Continue reading ›Securities fraud attorneys have been investigating claims on behalf of investors who suffered Dividend Capital Trust investment losses, but what exactly went wrong? According to investment fraud lawyers, while most REITs experience value changes every day because they are traded on stock exchanges, “non-traded,” “private,” or “unlisted” REITs were not traded on exchanges with regulations.…
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