Securities fraud attorneys are currently investigating claims on behalf of investors who suffered significant losses as a result of the unsuitable recommendation of risky non-traded REITs and other products by their broker or financial advisor. Last month, another arbitration claim was filed with the Financial Industry Regulatory Authority regarding such risky products. According to the…
Continue reading ›Investment fraud lawyers are currently investigating claims on behalf of elderly seniors who have been the victim of affinity fraud or other investment scams. Affinity fraud is an investment scam that targets an identifiable group such as seniors, ethnic communities, professional groups, religions groups, etc. In one recent claim, Gary C. Snisky reportedly targeted and…
Continue reading ›Securities fraud attorneys continue to investigate claims on behalf of investors who suffered significant losses in UBS Willow Fund investments. Despite the fact that many customers were allegedly told the fund was safe and low-risk, it suffered a decline of around 80 percent. In addition, the fund may have deviated from the investment strategy it…
Continue reading ›Preguntas sobre las perdidas en los fondos de UBS Puerto Rico Invertir en bonos apalancados puede ser muy riesgoso, así que entender si usted tiene una demanda valida sobre un bono o un fondo de UBS de Puerto Rico puede ser complicado. Aquí hay algunas preguntas y respuestas básicas sobre las perdidas en los fondos…
Continue reading ›Consultas confidenciales y sin costo alguno disponibles para inversionistas El Problema: Inversionistas han reportado que asesores financieras en Puerto Rico, especialmente los de UBS Puerto Rico, les vendieron fondos cerrados basado en la representación que los fondos pagarían intereses estables, pero que eran seguros y que el dinero de los inversionistas no corría ningún riesgo…
Continue reading ›Investment fraud lawyers continue to investigate claims on behalf of investors who suffered significant losses in Puerto Rico municipal bonds and closed-end mutual funds exposed to losses in such bonds, even as declining credit ratings threaten to drastically increase the losses suffered by many investors. Both Standard & Poor and Moody had already put Puerto…
Continue reading ›We’re launching our new Spanish blog. Check back soon for more information.
Continue reading ›Investment fraud lawyers are currently investigating claims on behalf of investors who suffered significant losses as a result of doing business with Surevest Capital Management and employees of the firm. Allegedly, Surevest invested some of its clients in high-risk portfolios, allocating very little of these accounts into traditionally low-risk investments. These high-risk investments allegedly included…
Continue reading ›Securities fraud attorneys are currently investigating claims on behalf of investors who suffered significant losses as a result of the unsuitable recommendation of investments sold by BBVA Securities of Puerto Rico representatives. Reportedly, a Financial Industry Regulatory Authority arbitration panel recently awarded $1.2 million to claimants Felix Bernard-Diaz, Julian Rodriguez and Luz Rodriguez. The defendants…
Continue reading ›Securities fraud attorneys are currently investigating claims on behalf of investors who suffered significant losses as a result of doing business with Wells Fargo Advisors and James Arnold Busch. Reportedly, Busch, a former Wells Fargo advisor, recently entered into a Letter of Acceptance, Waiver and Consent (AWC) regarding alleged misappropriation of funds from brokerage customers.…
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